Summary of GAO Study on Managed Accounts in 401(k)

The U.S. Government Accountability Office (GAO) has released its report on managed accounts in 401(k) plans. GAO contacted MMI at the outset of its examination and we appreciated the opportunity to comment and consult with GAO throughout its examination. We have prepared a brief summary of GAO’s concerns and recommendations – and the DOL’s response – which may be of interest to MMI members.


A Conversation with John Bowen

Our latest edition of Perspectives features an interview with John Bowen, founder and CEO of CEG Worldwide. Mr. Bowen discusses key findings from research interviews that CEG conducted with senior executives of MMI member firms on what they are doing to win the allegiance of top financial advisors. He also offers a candid assessment of areas where firms’ perceptions of advisor needs and priorities do not align with the advisor view.

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